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Wall Street Polices Itself: How Securities Firms Manage the Legal Hazards of Competitive Pressures
McCaffrey, David P. (Associate Professor, Associate Professor)
Wall Street Polices Itself: How Securities Firms Manage the Legal Hazards of Competitive Pressures
McCaffrey, David P. (Associate Professor, Associate Professor)
Examines how firms in the securities industry practice self-regulation, looking at three elements of the system which determine success or failure: a combination of the industry's technological, economic, competitive and legal conditions, why effective self-regulation varies between firms, and how the industry and government can facilitate it.
220 pages, 1 line drawing, bibliography
Media | Books Hardcover Book (Book with hard spine and cover) |
Released | October 1, 1998 |
ISBN13 | 9780195111873 |
Publishers | Oxford University Press Inc |
Pages | 220 |
Dimensions | 161 × 240 × 21 mm · 503 g |